Transmission of Shares

Seamless transfer of shares to legal heirs in case of the shareholder's demise.

Overview

Transmission of shares is the legal process of transferring ownership of securities to legal heirs upon the death of the original holder. This process can be daunting due to documentation requirements like Succession Certificates. We provide compassionate and expert legal assistance to ensure a smooth transition of wealth to the rightful beneficiaries.

Who Needs This Service?

Legal heirs of specific deceased shareholders.

Joint holders wishing to remove a deceased holder's name.

Claimants with or without a registered nominee.

Families struggling with complex succession laws.

Key Benefits

Legal clarity on ownership.

Prevention of future disputes among heirs.

Ability to dematerialise and monetize inherited assets.

Compliance with SEBI's simplified transmission norms.

Required Documents

Death Certificate (Original or Notarized)
PAN and Aadhar of Claimant
Client Master List (CML)
Probate / Succession Certificate / Letter of Administration (if value > limit)
No Objection Certificate (NOC) from other heirs

Process & Timeline

Documentation Audit

We determine if you need a range of legal documents based on asset value.

Application Filing

Preparing transmission request forms for the RTA.

Legal Compliance

Assisting in obtaining Legal Heir Certificates or Succession Certificates if needed.

Follow-up

Coordinating with the company/RTA for approval.

Transfer

Shares are transmitted to the claimant's Demat account.

Frequently Asked Questions

Q. Is a Succession Certificate mandatory?

It depends on the value of shares and whether a nominee was registered. We advise based on specific cases.

Q. How long does transmission take?

Simple cases take 3-4 weeks; complex legal cases may take longer.

Need Expert Counsel?

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